Paper Details Video Combining Counterfactuals With Shapley Values To Explain Image Models Lahiri, Aditya*; Alipour, Kamran; Adeli, Ehsan; Salimi, Babak With the widespread use of sophisticated machine learning models in sensitive applications, understanding their decision-making has become an essential task. Models trained on tabular data have witnessed significant progress in explanations of their underlying decision making processes by virtue of having a small number of discrete features. However, applying these methods to high-dimensional inputs such as images is not a trivial task. Images are composed of pixels at an atomic level and do not carry any interpretability by themselves. In this work, we seek to use annotated high-level interpretable features of images to provide explanations. We leverage the Shapley value framework from Game Theory, which has garnered wide acceptance in general XAI problems. By developing a pipeline to generate counterfactuals and subsequently using it to estimate Shapley values, we obtain contrastive and interpretable explanations with strong axiomatic guarantees. Individually Fair Learning with One-Sided Feedback Contributed talk Bechavod, Yahav*; Roth, Aaron We consider an online learning problem with one-sided feedback, in which the learner is able to observe the true label only for positively predicted instances. On each round, instances arrive and receive classification outcomes according to a randomized policy deployed by the learner, whose goal is to maximize accuracy while deploying individually fair policies. We first extend the framework of Bechavod et al. (2020), which relies on the existence of a human fairness auditor for detecting fairness violations, to instead incorporate feedback from dynamically-selected panels of multiple, possibly inconsistent, auditors. We then construct an efficient reduction from our problem of online learning with one-sided feedback and a panel reporting fairness violations to the contextual combinatorial semi-bandit problem (Cesa-Bianchi & Lugosi, 2009, Gyšrgy et al., 2007). Finally, we show how to leverage the guarantees of two algorithms in the contextual combinatorial semi-bandit setting Exp2 (Bubeck et al., 2012) and the oracle-efficient Context-Semi-Bandit-FTPL (Syrgkanis et al., 2016), to provide multi-criteria no regret guarantees simultaneously for accuracy and fairness. Our results resolve an open question of Bechavod et al. (2020), showing that individually fair and accurate online learning with auditor feedback can be carried out in the one-sided feedback setting. Robust Reinforcement Learning with Distributional Risk-averse formulation Clavier, Pierre*; Allassonniere, Stephanie; LE PENNEC, Erwann Robust Reinforcement Learning tries to make predictions more robust to changes in the dynamics or rewards of the system. This problem is particularly important when the dynamics and rewards of the environment are estimated from the data. In this paper, we approximate the Robust Reinforcement Learning constrained with a $\Phi$-divergence using an approximate Risk-Averse formulation. We show that the classical Reinforcement Learning formulation can be robustified using standard deviation penalization of the objective. Two algorithms based on Distributional Reinforcement Learning, one for discrete and one for continuous action spaces are proposed and tested in a classical Gym environment to demonstrate the robustness of the algorithms. Optimal Dynamic Regret in LQR Control Baby, Dheeraj*; Wang, Yu-Xiang We consider the problem of nonstochastic control with a sequence of quadratic losses, i.e., LQR control. We provide an efficient online algorithm that achieves an optimal dynamic (policy) regret of $\tilde{O}(n^{1/3} \TV(M_{1:n}^{2/3} \vee 1)$, where $\TV(M_{1:n})$ is the total variation of any oracle sequence of \emph{Disturbance Action} policies parameterized by $M_1,...,M_n$ --- chosen in hindsight to cater to unknown nonstationarity. The rate improves the best known rate of $\tilde{O}(\sqrt{n (\TV(M_{1:n})+1)} )$ for general convex losses and is information-theoretically optimal for LQR. Main technical components include the reduction of LQR to online linear regression with delayed feedback due to Foster and Simchowitz 2020, as well as a new \emph{proper} learning algorithm with an optimal $\tilde{O}(n^{1/3})$ dynamic regret on a family of minibatched'' quadratic losses, which could be of independent interest. Optimal Rates of (Locally) Differentially Private Heavy-tailed Multi-Armed Bandits Contributed talk Wu, Yulian*; Tao, Youming; Zhao, Peng; Wang, Di In this paper we investigate the problem of stochastic multi-armed bandits (MAB) in the (local) differential privacy (DP/LDP) model. Unlike previous results that assume bounded/sub-Gaussian reward distributions, we focus on the setting where each arm's reward distribution only has $(1+v)$-th moment with some $v\in (0, 1]$. In the first part, we study the problem in the central $\epsilon$-DP model. We first provide a near-optimal result by developing a private and robust Upper Confidence Bound (UCB) algorithm. Then, we improve the result via a private and robust version of the Successive Elimination (SE) algorithm. Finally, we establish the lower bound to show that the instance-dependent regret of our improved algorithm is optimal. In the second part, we study the problem in the $\epsilon$-LDP model. We propose an algorithm that can be seen as locally private and robust version of SE algorithm, which provably achieves (near) optimal rates for both instance-dependent and instance-independent regret. Our results reveal differences between the problem of private MAB with bounded/sub-Gaussian rewards and heavy-tailed rewards. To achieve these (near) optimal rates, we develop several new hard instances and private robust estimators as byproducts, which might be used to other related problems. RISE - Robust Individualized Decision Learning with Sensitive Variables Tan, Xiaoqing*; Qi, Zhengling; Seymour, Christopher; Tang, Lu This paper introduces RISE, a robust individualized decision learning framework with sensitive variables, where sensitive variables are collectible data and important to the intervention decision, but their inclusion in decision making is prohibited due to reasons such as delayed availability or fairness concerns. The convention is to ignore these sensitive variables in learning decision rules, leading to significant uncertainty and bias. To address this, we propose a decision learning framework to incorporate sensitive variables during offline training but do not include them in the input of the learned decision rule during deployment. Specifically, from a causal perspective, the proposed framework intends to improve the worst-case outcomes of individuals caused by sensitive variables that are unavailable at the time of decision. Unlike most existing literature that uses mean-optimal objectives, the proposed learning framework robustifies sensitive variables via finding a newly defined quantile- or infimum-optimal decision rule for improving the worst-off group among all sensitive variable realizations. The reliable performance of the proposed method is demonstrated through synthetic experiments and three real-data applications. Acting Optimistically in Choosing Safe Actions Chen, Tianrui*; Gangrade, Aditya; Saligrama, Venkatesh We investigate a natural but surprisingly unstudied approach to the multi-armed bandit problem under safety risk constraints. Each arm is associated with an unknown law on safety risks and rewards, and the learner's goal is to maximise reward whilst not playing unsafe arms, as determined by a given threshold on the mean risk. We formulate a pseudo-regret for this setting that enforces this safety constraint in a per-round way by softly penalising any violation, regardless of the gain in reward due to the same. This has practical relevance to scenarios such as clinical trials, where one must maintain safety for each round rather than in an aggregated sense. We describe doubly optimistic strategies for this scenario, which maintain optimistic indices for both safety risk and reward. We show that schema based on both frequentist and Bayesian indices satisfy tight gap-dependent logarithmic regret bounds, and further that these play unsafe arms only logarithmically many times in total. This theoretical analysis is complemented by simulation studies demonstrating the effectiveness of the proposed schema, and probing the domains in which their use is appropriate Dynamic Positive Reinforcement For Long-Term Fairness Puranik, Bhagyashree*; Madhow, Upamanyu; Pedarsani, Ramtin As AI-based decision-making becomes increasingly impactful on human society, the study of the influence of fairness-aware policies on the population becomes important. In this work, we propose a framework for sequential decision-making aimed at dynamically influencing long-term societal fairness, illustrated via the problem of selecting applicants from a pool consisting of two groups, one of which is under-represented. We consider a dynamic model for the composition of the applicant pool, where the admission of more applicants from a particular group positively reinforces more such candidates to participate in the selection process. Under such a model, we show the efficacy of the proposed Fair-Greedy selection policy which systematically trades greedy score maximization against fairness objectives. In addition to experimenting on synthetic data, we adapt static real-world datasets on law school candidates and credit lending to simulate the dynamics of the composition of the applicant pool. An Investigation into the Open World Survival Game Crafter Stanic, Aleksandar*; Tang, Yujin; Ha, David; Schmidhuber, JŸrgen We share our experience with the recently released Crafter benchmark, a 2D open world survival game. Crafter allows tractable investigation of novel agents and their generalization, exploration and long-term reasoning capabilities. We evaluate agents on the original Crafter environment, as well as on a newly introduced set of generalization environments, suitable for evaluating agents' robustness to unseen objects and fast-adaptation (meta-learning) capabilities. Through several experiments we provide a couple of critical insights that are of general interest for future work on Crafter. We find that- (1) Simple agents with tuned hyper-parameters outperform all previous agents. (2) Feedforward agents can unlock almost all achievements by relying on the inventory display. (3) Recurrent agents improve on feedforward ones, also without the inventory information. (4) All agents (including interpretable object-centric ones) fail to generalize to OOD objects. We will open-source our code. Equity and Equality in Fair Federated Learning Mozaffari, Hamid*; Houmansadr, Amir Federated Learning (FL) enables data owners to train a shared global model without sharing their private data. Unfortunately, FL is susceptible to an intrinsic fairness issue- due to heterogeneity in clients' data distributions, the final trained model can give disproportionate advantages across the participating clients. In this work, we present Equal and Equitable Federated Learning (E2FL) to produce fair federated learning models by preserving two main fairness properties, equity and equality, concurrently. We validate the efficiency and fairness of E2FL in different real-world FL applications, and show that E2FL outperforms existing baselines in terms of the resulting efficiency, fairness of different groups, and fairness among all individual clients. Certifiably Robust Multi-Agent Reinforcement Learning against Adversarial Communication Sun, Yanchao*; Zheng, Ruijie; Hassanzadeh, Parisa; Liang, Yongyuan; Feizi, Soheil; Ganesh, Sumitra; Huang, Furong Communication is important in many multi-agent reinforcement learning (MARL) problems for agents to share information and make good decisions. However, when deploying trained communicative agents in a real-world application where noise and potential attackers exist, the safety of communication-based policies becomes a severe issue that is underexplored. Specifically, if communication messages are manipulated by malicious attackers, agents relying on untrustworthy communication may take unsafe actions that lead to catastrophic consequences. Therefore, it is crucial to ensure that agents will not be misled by corrupted communication, while still benefiting from benign communication. In this work, we consider an environment with $N$ agents, where the attacker may arbitrarily change the communication from any $C<\frac{N-1}{2}$ agents to a victim agent. For this strong threat model, we propose a certifiable defense by constructing a message-ensemble policy that aggregates multiple randomly ablated message sets. Theoretical analysis shows that this message-ensemble policy can utilize benign communication while being certifiably robust to adversarial communication, regardless of the attacking algorithm. Experiments in multiple environments verify that our defense significantly improves the robustness of trained policies against various types of attacks. Prisoners of Their Own Devices - How Models Induce Data Bias in Performative Prediction Pombal, Jose*; Saleiro, Pedro; Figueiredo , Mario; Bizarro, Pedro The unparalleled ability of machine learning algorithms to learn patterns from data also enables them to incorporate biases embedded within. A biased model can then make decisions that disproportionately harm certain groups in society. Much work has been devoted to measuring unfairness in static ML environments, but not in dynamic, performative prediction ones, in which most real- world use cases operate. In the latter, the predictive model itself plays a pivotal role in shaping the distribution of the data. However, little attention has been heeded to relating unfairness to these interactions. Thus, to further the understanding of unfairness in these settings, we propose a taxonomy to characterize bias in the data, and study cases where it is shaped by model behaviour. Using a real-world account opening fraud detection case study as an example, we explore the dangers to both performance and fairness of two typical biases in performative prediction - distribution shifts, and the problem of selective labels. A Decision Metric for the Use of a Deep Reinforcement Learning Policy Selby, Christina* Uncertainty estimation techniques such as those found in Osband et al. (2018) and Burda et al. (2019) have been shown to be useful for efficient exploration during training. This paper demonstrates that such uncertainty estimation techniques can also be used as part of a time-series based methodology for out-of-distribution (OOD) detection for an off-line model-free deep reinforcement learning policy. In particular, this paper defines a "decision metric" that can be utilized for determining when another decision-making process should be used in place of the deep reinforcement learning policy. Safe and Robust Experience Sharing for Deterministic Policy Gradient Algorithms Sa_lam, Baturay*; Cicek, Dogan Can; Mutlu, Furkan Burak; Kozat, Suleyman S Learning in high dimensional continuous tasks is challenging, mainly when the experience replay memory is very limited. We introduce a simple yet effective experience sharing mechanism for deterministic policies in continuous action domains for the future off-policy deep reinforcement learning applications in which the allocated memory for the experience replay buffer is limited. To overcome the extrapolation error induced by learning from other agents' experiences, we facilitate our algorithm with a novel off-policy correction technique without any action probability estimates. We test the effectiveness of our method in challenging OpenAI Gym continuous control tasks and conclude that it can achieve a safe experience sharing across multiple agents and exhibits a robust performance when the replay memory is strictly limited. Planning to Fairly Allocate - Probabilistic Fairness in the Restless Bandit Setting Herlihy, Christine R*; Prins, Aviva; Srinivasan, Aravind; Dickerson, John P Restless and collapsing bandits are often used to model budget-constrained resource allocation in settings where receiving the resource increases the probability that an arm will transition to, or remain in, a desirable state. However, SOTA Whittle-index-based approaches to this planning problem either do not consider fairness among arms, or incentivize fairness without guaranteeing it. We introduce ProbFair, an algorithm which finds the best (reward-maximizing) policy that - (a) satisfies the budget constraint; and (b) enforces bounds $[\ell, u]$ on the probability of being pulled at each timestep. We evaluate our algorithm on a real-world application, where interventions support continuous positive airway pressure (CPAP) therapy adherence among patients, as well as on a broader class of synthetic transition matrices. ProbFair preserves utility while providing fairness guarantees. Exposing Algorithmic Bias through Inverse Design Mazijn, Carmen A.C.*; Prunkl, Carina EA; Algaba, Andres; Danckaert, Jan; Ginis, Vincent Traditional group fairness notions assess a modelÕs equality of outcome by computing statistical metrics on the outputs. We argue that these output metrics encounter fundamental obstacles and present a novel approach that aligns with equality of treatment. Through gradient-based inverse design, we generate a canonical set that shows the desired inputs for a model given a preferred output. The canonical set reveals the internal logic of the model and thereby exposes potential unethical biases. For the UCI Adult data set, we find that the biases detected by a canonical set interestingly differ from those of output metrics. Reward Reports for Reinforcement Learning Contributed talk Krendl Gilbert, Thomas; Dean, Sarah*; Lambert, Nathan O; Zick, Tom; Snoswell, Aaron J The desire to build good systems in the face of complex societal effects requires a dynamic approach towards equity and access. Recent approaches to machine learning (ML) documentation have demonstrated the promise of discursive frameworks for deliberation about these complexities. However, these developments have been grounded in a static ML paradigm, leaving the role of feedback and post-deployment performance unexamined. Meanwhile, recent work in reinforcement learning design has shown that the effects of optimization objectives on the resultant system behavior can be wide-ranging and unpredictable. In this paper we sketch a framework for documenting deployed learning systems, which we call \textit{Reward Reports}. Rashomon Capacity- Measuring Predictive Multiplicity in Probabilistic Classification Hsu, Hsiang*; Calmon, Flavio Predictive multiplicity occurs when classification models with nearly indistinguishable average performances assign conflicting predictions to individual samples. When used for decision-making in applications of consequence (e.g., lending, education, criminal justice), models developed without regard for predictive multiplicity may result in unjustified and arbitrary decisions for specific individuals. We introduce a new measure of predictive multiplicity in probabilistic classification called Rashomon Capacity. We show that Rashomon Capacity yields principled strategies for disclosing conflicting models to stakeholders. Our numerical experiments illustrate how Rashomon Capacity captures predictive multiplicity in various datasets and learning models, including neural networks. The tools introduced in this paper can help data scientists measure, report, and ultimately resolve predictive multiplicity prior to model deployment. Counterfactual Metrics for Auditing Black-Box Recommender Systems for Ethical Concerns Akpinar , Nil-Jana *; Leqi, Liu; Hadfield-Menell, Dylan; Lipton, Zachary Recommender systems can shape peoples' online experience in powerful ways which makes close scrutiny of ethical implications imperative. Most existing work in this area attempts to measure induced harm exclusively based on observed recommendations under a set policy. This neglects potential dependencies on other quantities and can lead to misleading conclusions about the behavior of the algorithm. Instead, we propose counterfactual metrics for auditing recommender systems for ethical concerns. By asking how recommendations would change if users behaved differently or if the training data was different, we are able to isolate the effects of the recommendation algorithm from components like user preference and information. We discuss the ethical context of the suggested metrics and propose directions for future work. Adaptive Data Debiasing Through Bounded Exploration Yang, Yifan*; Liu, Yang; Naghizadeh, Parinaz Biases in existing datasets used to train algorithmic decision rules can raise ethical and economic concerns due to the resulting disparate treatment of different groups. We propose an algorithm for sequentially debiasing such datasets through adaptive and bounded exploration in a classification problem with costly and censored feedback. Our proposed algorithm includes parameters that can be used to balance between the ultimate goal of removing data biases -- which will in turn lead to more accurate and fair decisions, and the exploration risks incurred to achieve this goal. We analytically show that such exploration can help debias data in certain distributions. We further investigate how fairness criteria can work in conjunction with our data debiasing algorithm. We illustrate the performance of our algorithm using experiments on synthetic and real-world datasets. Fairness Over Utilities Via Multi-Objective Rewards Blandin, Jack*; Kash, Ian Group fairness definitions make assumptions about the underlying decision-problem that restrict them to classification problems. Numerous bespoke interpretations of group fairness definitions exist as attempts to extend them to specific applications. In an effort to generalize group fairness definitions beyond classification, Blandin & Kash (2021) explore using utility functions to define group fairness measures. In addition to the decision-maker's utility function, they introduce a benefit function that represents the individual's utility from encountering a given decision-maker policy. Using this framework, we interpret fairness problems as a multi-objective optimization, where we aim to optimize for both the decision-maker's utility and the individual's benefit, as well as reduce the individual benefit difference across protected groups. We demonstrate our instantiation of this multi-objective approach in a reinforcement learning simulation. Defining and Characterizing Reward Gaming Skalse, Joar; Howe, Nikolaus HR; Krasheninnikov, Dmitrii; Krueger, David* We provide the first formal definition of \textbf{reward gaming}, a phenomenon where optimizing an imperfect \emph{proxy reward function}, $\mathcal{\tilde{R}}$, leads to poor performance according to a true reward function, $\mathcal{R}$. We say that a proxy is \emph{ungameable} if increasing the expected proxy return can never decrease the expected true return. Intuitively, it should be possible to create an ungameable proxy by overlooking fine-grained distinctions between roughly equivalent outcomes, but we show this is usually not the case. A key insight is that the linearity of reward (as a function of state-action visit counts) makes ungameability a very strong condition. In particular, for the set of all stochastic policies, two reward functions can only be ungameable if one of them is constant. We thus turn our attention to deterministic policies and finite sets of stochastic policies, where non-trivial ungameable pairs always exist, and establish necessary and sufficient conditions for the existence of simplifications, an important special case of ungameability. Our results reveal a tension between using reward functions to specify narrow tasks and aligning AI systems with human values. End-to-end Auditing of Decision Pipelines Laufer, Benjamin D*; Pierson, Emma; Garg, Nikhil Many high-stakes policies can be modeled as a sequence of decisions along a \textit{pipeline}. We are interested in auditing such pipelines for both \textit{efficiency} and \textit{equity}. Using a dataset of over 100,000 crowdsourced resident requests for potentially hazardous tree maintenance in New York City, we observe a sequence of city government decisions about whether to inspect and work on a reported incident. At each decision in the pipeline, we define parity definitions and tests to identify inefficient, inequitable treatment. Disparities in resource allocation and scheduling across census tracts are reported as preliminary results. Efficient Adversarial Training without Attacking - Worst-Case-Aware Robust Reinforcement Learning Liang, Yongyuan*; Sun, Yanchao; Zheng, Ruijie; Huang, Furong Recent studies reveal that a well-trained deep reinforcement learning (RL) policy can be particularly vulnerable to adversarial perturbations on input observations. Therefore, it is crucial to train RL agents that are robust against any attacks with a bounded budget. Existing robust training methods in deep RL either treat correlated steps separately, ignoring the robustness of long-term reward, or train the agents and RL-based attacker together, doubling the computational burden and sample complexity of the training process. In this work, we propose a strong and efficient robust training framework for RL, named Worst-case-aware Robust RL (WocaR-RL), that directly estimates and optimizes the worst-case reward of a policy under bounded $\ell_p$ attacks without requiring extra samples for learning an attacker. Experiments on multiple environments show that WocaR-RL achieves state-of-the-art performance under various strong attacks, and obtains significantly higher training efficiency than prior state-of-the-art robust training methods. Engineering a Safer Recommender System Leqi, Liu*; Dean, Sarah While recommender systems suffuse our daily life, influencing information we receive, products we purchase, and beliefs we form, few works have systematically examined the safety of these systems. This can be partly attributed to the complex feedback loops. In this work, we take a systems safety perspective and focus on a particular feedback loop in recommender systems where users react to recommendations they receive. We characterize the difficulties of designing a safe recommender within this feedback loop. Further, we connect the causes of widely covered recommender system failures to flaws of the system in treating the feedback loop. Our analysis suggests lines of future work on designing safer recommender systems and more broadly systems that interact with people psychologically. RiskyZoo - A Library for Risk-Sensitive Supervised Learning Wong, William*; Leqi, Liu; Huang, Audrey; Azizzadenesheli, Kamyar; Lipton, Zachary Supervised learning models are increasingly used in algorithmic decision-making. The traditional assumption on the training and testing data being independently and identically distributed is often violated in practical learning settings, due to different types of distribution shifts. To mitigate the effects of such nonstationarities, risk-sensitive learning is proposed to train models under different (risk) functionals beyond the expected loss. For example, learning under the conditional value-at-risk of the losses is equivalent to training a model under a particular type of worst-case distribution shift. While many risk functionals and learning procedures have been proposed, their implementations are either nonexistent or in individualized repositories. With no common implementations and baseline test beds, it is difficult to decide which risk functionals and learning procedures to use. To address this, we introduce a library (RiskyZoo) for risk-sensitive supervised learning. The library contains implementations of risk-sensitive learning objectives and optimization procedures that can be used as add-ons to the PyTorch library. We also provide datasets that can be used to compare these learning methods. We demonstrate how our library can be used through comparing models learned under different risk objectives, optimization performances of different methods for a single objective, and risk assessments of pretrained ImageNet models. Open Problems in (Un)fairness of the Retail Food Safety Inspection Process Berger-Wolf, Tanya; Howell, Allison; Kanich, Chris; Kash, Ian*; Keymanesh, Moniba; Kowalcyk, Barbara; Nicholson Kramer, Gina; Perrault, Andrew; Singh, Shubham The inspection of retail food establishments is an essential public health intervention. We discuss existing work on roles AI techniques can play in food inspections and resulting fairness and interpretability challenges. We also examine open problems stemming from the complex and dynamic nature of the inspections. From Soft Trees to Hard Trees - Gains and Losses Zeng, Xin*; Yao, Jiayu; Doshi-Velez, Finale; Pan, Weiwei Trees are widely used as interpretable models. However, when they are greedily trained they can yield suboptimal predictive performance. Train- ing soft trees, with probabilistic splits rather than deterministic, provides a way to globally optimize tree models. For interpretability purposes, a hard tree can be obtained from a soft tree by binarizing the probabilistic splits, called hardening. Unfortunately, the good performance of the soft model is often lost after hardening. We systemmatically study two factors contributing to the performance drop and show that simple mitigation methods in literature do not fully address these issues. Success of Uncertainty-Aware Deep Models Depends on Data Manifold Geometry Penrod, Mark*; Termotto, Harrison; Reddy, Varshini; Yao, Jiayu; Pan, Weiwei; Doshi-Velez, Finale For responsible decision making in safety-critical settings, machine learning models must effectively detect and process edge-case data. Al- though existing works show that predictive un- certainty is useful for these tasks, it is not evident from literature which uncertainty-aware models are best suited for a given dataset. Thus, we com- pare six uncertainty-aware deep learning models on a set of edge-case tasks - robustness to adversarial attacks as well as out-of-distribution and adversarial detection. We find that the geometry of the data sub-manifold is an important factor in determining the success of various models. Our finding suggests an interesting direction in the study of uncertainty-aware deep learning models Long Term Fairness for Minority Groups via Performative Distributionally Robust Optimization Peet-Pare, Garnet L*; Fyshe, Alona; Hegde, Nidhi In recent years fairness researchers in machine learning (ML) have coalesced around several fairness criteria which provide formal definitions of what it means for an ML model to be fair. These criteria have some serious limitations, however, We identify four key shortcomings of these formal fairness criteria, and aim to help to address them by extending performative prediction to include a distributionally robust objective. A Game-Theoretic Perspective on Trust in Recommendation Contributed talk Cen, Sarah H*; Ilyas, Andrew; Madry, Aleksander Recommendation platforms---such as Amazon, Netflix, and Facebook---use various strategies in order to engage and retain users, from tracking their data to showing addicting content. Ostensibly these measures improve performance, but they can also erode {\em trust}. In this work, we study the role of trust in recommendation, and show that trust is important to a recommendation platform's success because users are the platforms' data sources. Our main contribution is a game-theoretic view of recommender systems and a corresponding formal definition of trust. Namely, if a user trusts their recommendation platform, then their optimal long-term strategy is to act greedily---and thus report their preferences truthfully---at all times. Our definition reflects the intuition that trust arises when the incentives of the user and plaform are sufficiently aligned. To illustrate the implications of this definition, we explore two simple examples of trust. We show that distrust can hurt the platform and building trust can be good for both the user and the platform. Optimizing Personalized Assortment Decisions in the Presence of Platform Disengagement Sumida, Mika; Zhou, Angela* We consider a problem where customers repeatedly interact with a platform. During each interaction with the platform, the customer is shown an assortment of items and selects among these items according to a Multinomial Logit choice model. The probability that a customer interacts with the platform in the next period depends on the customer's cumulative number of past purchases. The goal of the platform is to maximize the total revenue obtained from each customer over a finite time horizon. We first study a non-learning version of the problem where consumer preferences are completely known. We formulate the problem as a dynamic program and prove structural properties of the optimal policy. Next, we provide a formulation in a contextual episodic reinforcement learning setting, where the parameters governing consumer preferences and return probabilities are unknown and learned over multiple episodes. We develop an algorithm based on the principle of optimism under uncertainty for this contextual reinforcement learning problem and provide a regret bound. Machine Learning Explainability & Fairness - Insights from Consumer Lending Yazdi, Sormeh*; Blattner, Laura; McElfresh, Duncan; Stark, P-R; Spiess, Jann L An ongoing debate in the credit lending domain is whether lenders and regulators can responsibly use machine learning models. Transparency is a major concern in this area, but machine learning models can be difficult to interpret. Our work is a case study of the models and explainability tools currently in use in the finance industry that advertise better transparency. In this submission we focus on the effects of the explainability tools on disparate impact / fair lending in credit underwriting. We evaluate these explainability tools on a criteria we dub Òusability,Ó which indicates a toolÕs ability to identify less discriminatory alternative models. Notably, we find that in the context of credit lending, the intuitive method of feature dropping, which attempts to reduce bias by removing ÒproblematicÓ features, does not lead to less discriminatory alternative models, and often leads to substantial performance deterioration. In contrast, automated tools that search for a range of less discriminatory alternative models can successfully improve fairness metrics. The findings presented here are a subset of results from a larger study "Machine Learning Explainability & Fairness - Insights from Consumer Lending". In the full report we investigate several other aspects of ML in financial services, including the use of explainability tools in Adverse Action Notices. Policy Fairness in Sequential Allocations under Bias Dynamics Segal, Meirav*; George, Anne-Marie; Dimitrakakis, Christos This work considers a dynamic decision making framework for allocating opportunities over time to advantaged and disadvantaged individuals. Here, individuals in the disadvantaged group are assumed to experience a societal bias that limits their success probability. A policy of allocating opportunities stipulates thresholds on the success probability for the advantaged and disadvantaged group. We analyse the interplay between utility and a novel measure of fairness for different dynamics that dictate how the societal bias changes based on the current thresholds while the group sizes are fixed. Our theoretical analysis is supported by experimental results on synthetic data for the use case of college admissions. A law of adversarial risk, interpolation, and label noise Paleka, Daniel; Sanyal, Amartya* In supervised learning, it is known that label noise in the data can be interpolated without penalties on test accuracy. We show that interpolating label noise induces adversarial vulnerability, and prove the first theorem showing the dependence of label noise and adversarial risk in terms of the data distribution. Our results are almost sharp without accounting for the inductive bias of the learning algorithm. We also show that inductive bias makes the effect of label noise much stronger. LPI - Learned Positional Invariances for Transfer of Task Structure and Zero-shot Planning Madarasz, Tamas J* Real-world tasks often include interactions with the environment where an agent's actions can drastically change the available or desirable long-term outcomes. One formulation of this in the reinforcement learning setting is in terms of non-Markovian rewards, where the reward function, and thus the available rewards, are themselves history-dependent, and dynamically change given the agent-environment interactions. An important challenge for navigating such environments is to be able to capture the structure of this dynamic reward function in a way that is interpretable and allows for optimal planning. This structure, in conjunction with the particular task setting at hand, can determine the optimal order in which actions should executed or subtasks completed, however, planning methods face the challenge of combinatorial explosion if all such orderings need to be evaluated. Learning invariances inherent in the task structure can alleviate this pressure, allowing the planning method to recognise task segments where temporal ordering is irrelevant for predicting outcomes downstream. To enable this efficiency in planning, we simultaneously train a model to segment a task and track the changing reward function that results from the agentÕs actions, while also learning about the permutation invariances relevant for this prediction, allowing zero-shot or few-shot generalisation for complex, dynamic reinforcement learning tasks. The Backfire Effects of Fairness Constraints Sun, Yi*; Cuesta Infante, Alfredo; Veeramachaneni, Kalyan Recently, the fairness community has shifted from achieving one-shot fair decisions to striving for long-term fairness. In this work, we propose a metric to measure the long-term impact of a policy on the target variable distributions. We theoretically characterize the conditions under which threshold policies could lead to a backfire on population groups. We conduct experiments with a set of well-used fairness constraints on both synthetic and real-world datasets. Beyond Adult and COMPAS - Fairness in Multi-Class Prediction Alghamdi, Wael*; Hsu, Hsiang; Jeong, Haewon; Wang, Hao; Michalak, Peter Winston; Asoodeh, Shahab; Calmon, Flavio We consider the problem of producing fair probabilistic classifiers for multi-class classification tasks. We formulate this problem in terms of projecting'' a pre-trained (and potentially unfair) classifier onto the set of models that satisfy target group-fairness requirements. The new, projected model is given by post-processing the outputs of the pre-trained classifier by a multiplicative factor. We provide a parallelizable iterative algorithm for computing the projected classifier and derive both sample complexity and convergence guarantees. Comprehensive numerical comparisons with state-of-the-art benchmarks demonstrate that our approach maintains competitive performance in terms of accuracy-fairness trade-off curves, while achieving favorable runtime on large datasets.